Your gateway to the world of finance is the Series 7 Exam: pass it and you’re in for a rewarding career as a stockbroker. You don’t have to study for this important exam alone―Series 7 Exam For Dummies gives you all the tips, tricks, and practice you need to obtain your required certification.

This book smartly balances three areas of study in one convenient package: the topics on the exam, how to prepare for test day and to take the exam, and practice tests. Find in this book:

How to sign up for the test, and tips to get through test day
Different study strategies
The basics of security investments, such as equity securities and municipal bonds
More advanced security topics, such as margin accounts and packaged securities
How to conduct market research, such as portfolio and securities analysis
Legal concerns: IRS, rules, and regulations
Chapter exams and online practice quizzes

With Series 7 Exam For Dummies as your study guide, you’ll be ready to tackle the 125 exam questions. Whether it’s a question about the underwriting process, investment companies, or income-tax implications, you’ll find all the information to prepare in this resourceful book.

Your stockbroker career is just one certification away―get your copy of Series 7 Exam For Dummies (with included online practice tests) to get started on your career you’ve worked hard for.

�ber die Autorin bzw. den Autor

Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country’s leading schools for securities industry training. Rice is the author of Securities Industry Essentials Exam For Dummies.

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