Securities Regulation: Selected Statutes, Rules, and Forms, 2019 (Supplements) - Softcover

Inhaltsangabe

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).

New to the 2019 Edition:

• New Rule 15l-1 Regulation Best Interest has been added
• Thoroughly updated to reflect numerous changes made by the SEC to

• modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies
• facilitate the disclosure of information to investors
• simplify compliance without significantly altering the total mix of information provided to investors.

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