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This textbook aims to provide a general understanding of the key issues in a basic securities regulation course, focusing on the Securities Act of 1933 and the Securities Exchange Act of 1934 and key Congressional amendments to them, as well as Securities and Exchange Commission regulatory developments. It also addresses state securities statutes. Topics range from the definition of a security, to the registration process, to insider trading, to SEC enforcement. Annotation ©2014 Ringgold, Inc., Portland, OR (protoview.com)
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Understanding Securities Law (2014)
Verlag:
LexisNexis (edition Sixth), 2014
ISBN 10: 1422482227
ISBN 13: 9781422482223
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Paperback. Zustand: Good. Sixth. It's a preowned item in good condition and includes all the pages. It may have some general signs of wear and tear, such as markings, highlighting, slight damage to the cover, minimal wear to the binding, etc., but they will not affect the overall reading experience. Artikel-Nr. 1422482227-11-1
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Understanding Securities Law (Understanding Series)
Verlag:
Carolina Academic Press, 2014
ISBN 10: 1422482227
ISBN 13: 9781422482223
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Paperback. Zustand: Very Good. No Jacket. May have limited writing in cover pages. Pages are unmarked. ~ ThriftBooks: Read More, Spend Less 1.9. Artikel-Nr. G1422482227I4N00
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