Securities Operations Glossary 3rd Edition - Softcover

Über die Autorin bzw. den Autor

Hal has over 25 years of management experience, including 16 years at Citibank. He founded The Summit Group in 1991. Prior to establishing The Summit Group, Hal managed numerous banking and securities functions for Citibank, including marketing, operations, and technology. During his last four years at Citibank, he managed a systems division of over 300 people who supported Citibank's worldwide securities processing applications.

While at Citibank, he worked for four years in Zurich as the head of Operations and Technology for Citibank's Swiss Investment and Private Banks, and was the Chief Administrative Officer for Citicorp Investment Bank.

Hal is a Managing Partner of The Summit Group, which, with over fifty employees, is active in consulting to major banks, brokers, investment managers, and other financial institutions, and provides comprehensive services in Management Consulting, Market Research, and Systems Integration.

A Summit Group subsidiary, Securities Operations Forum, is a leading supplier of information and training to the securities industry. Securities Operations Forum publishes two newsletters for over 4,000 readers worldwide: Securities Operations Letter focuses on the US industry, and Global Custody News concentrates on international securities processing. Securities Operations Forum also conducts open enrollment and customized training for over 2,500 people each year throughout the US on processing topics such as Derivatives, Corporate Actions, etc., and annually presents several major conferences on key securities industry issues.

Hal has a Bachelor of Arts in Industrial Psychology from Miami University, and a MBA from Southern Illinois University. He has taught graduate and undergraduate courses at Fairleigh Dickenson University, and has been a guest lecturer at the University of Massachusetts. He is frequently quoted in publications such as American Banker and Institutional Investor, and is a regular speaker at securities industry conferences around the world.